The Australian regulator has placed a 6 year ban on David Stephen Cornford from providing financial services. It is claimed that Mr Cornford bought and sold listed securities on clients’ accounts without the authorisation to do so; and traded Contracts for Difference (CFDs) in a personal capacity, in a manner that conflicted with the interests of his clients.
ASIC bans ex-Kaz Capital adviser from providing financial services for six years – 16 May 2019
by admin | May 16, 2019 | News & Analysis |