The following are articles relevant to the Professional Investigator. Click on the title to make a comment or join the conversation.
Signature scandal puts more pressure on AMP’s battle-weary management – 15 May 2020
A report prepared by a Global Consultancy firm reveals likely misconduct, false representations and a loan document that included a ‘cut and pasted’ signature of customer were undertaken by an AMP financial adviser.
Woman charged over ‘Australian first’ cybercrime after allegedly illegally exchanging Bitcoin – 15 May 2020
A 52 year old NSW woman is accused of being part of a syndicate profiting off the unlawful exchange of Bitcoin for cash. She was charged with three counts of knowingly dealing with proceeds of crime and breaching a requirement regarding digital currency exchange services.
Capital Market Fraud – A Peek into regulatory compliance in capital markets – 15 May 2020
Article discusses capital market frauds such as investment in Shell companies, Insider trading, Financial Statement Fraud as well as ASIC’s Roles and responsibilities and legislation requirements.
Australia: How to speak IT (information technology), regulatory risk and privilege
An interview with the Chief Technology Officer at Drew & Napier about information governance, describes how external counsel can assist organisations with electronically stored information and the current challenges for in-house lawyers who need to work with IT.
